others to assess how much of the offering proceeds will be available for the issuer. 2. Disclose a reasonably itemized statement of the major categories of expenses incurred in connection with the issuance
แบบแสดงรายการข้อมูลการเสนอขายตราสารหนี้ Form 69-FD-MTN Form 69-FD-MTN : Use for Offers for Sales of Debt Securities under Medium Term Note Program (MTN Program) Part 1 : Form 69-FD-BASE is the initial submission of the registration statement. Part 2 : Form 69-FD-PRICING is the pricing supplement with reference to information in Part 1: Form 69-FD-BASE, and the updated information in Part 3: Form 69-FD-SUPPLEMENT Part 3 : Form 69-FD-SUPPLEMENT is the updated information in case the material event...
-ร่าง- (UNOFFICIAL TRANSLATION) Codified up to No. 5 As of 28 September 2018 Readers should be aware that only the original Thai text has legal force, and that this English translation is strictly for reference. Notification of the Capital Market Supervisory Board No. Tor Jor. 14/2558 Re: Provisions relating to Offer for Sale of Securities Issued by Foreign Company Whose Shares Have Been Traded or Are Purposed to be Traded on Foreign Exchange ___________________ By virtue of Section 16/6 of the...
fund or a capital protected mutual fund? If so, how? (f) What is the financial period of the mutual fund? (2) Questions and answers on provisions of trading and transferring investment units, as follows
securities for making a short sale, including risks arising from depositing money with the securities company where such money will not be protected by the Financial Institutions Development Fund. The
institutions pay a contribution to the Deposit Protection Agency at the rate of 0.1 percent of the average deposit of protected accounts, and to the Bank of Thailand as required by the law on improvement of
evaluating the adequacy of the internal control systems of the Company and its subsidiaries. Which is expected to be able to present an audit report and assess the adequacy of the company's internal control
Information _____________________________ Clause 30 An intermediary shall compile and assess a client ’s information for the following purposes prior to providing services: (1) knowing the client ; (2
Information _____________________________ Clause 30 An intermediary shall compile and assess a client’s information for the following purposes prior to providing services: (1) knowing the client; (2