director with power of management to the position of director without power of management, it shall be deemed that the securities company has already obtained the approval from the SEC Office. In this regard
, having obtained sufficient and appropriate audit evidence, concludes that misstatements, individually or in the aggregate, are material, but not pervasive to the financial statements ; from ( 2.1.1
financial institutions established by any other law which have obtained securities business license after acquiring a status as financial institution; (6) a person who obtains derivatives business license in
obtained securities business license after acquiring a status as financial institution; (6)1 a person who obtains derivatives business license in the category of derivatives brokerage limited to precious
other law which has obtained securities business license after having the status of financial institution; (3) commercial bank; (4) other financial institutions as specified in the notification of the SEC
when using services of unlicensed digital asset business operators; otherwise, they will not be legally protected and will be at risk of being scammed, as well as facing money laundering risks. The list
means the records of investors’ assets under custody of the business operators must be accurate, complete and updated while the assets must be properly protected from relevant risks. Therefore, the SEC
offering and to strengthen proper investor protection mechanisms. Pursuant to the amended regulations, investors’ rights will be protected fairly according to the characteristics, forms and risks of the
securities and derivatives business. Accordingly, investors will be protected in that their investment money will be segregated from that of the business operators while investments will be handled and