) in Thailand with the SEC directly without the need to obtain a prior approval from the Ministry of Finance;  (2) Requiring the foreign issuer of baht bonds to (i) obtain an issue rating not lower than

, offering extremely high returns, guaranteeing returns, urging for investment without requiring prior knowledge, pressuring to make a quick decision, asking to transfer money into the accounts of private

capital market. Furthermore, currently business operators can carry out other businesses right away if the conditions are met, whereas TSFC Securities Public Company Limited (TSFC) must acquire prior

shares or shares of the existing shareholders to the general public must obtain prior approval from SEC or the offeror must have the characteristics as specified by SEC before proceeding with the

existing shareholders to the general public must obtain prior approval from SEC or the offeror must have the characteristics as specified by SEC before proceeding with the offering. SEC advises the public to

SEC. Such applicant shall meet the qualifications, and the application be made according to the regulations prior to providing custodial service;              (2)  To require the digital asset

failed to verify the details of the debt prior to consolidating these sorts of debts in its liabilities and filing an application for a business rehabilitation process. Considering that the 11 directors

against money laundering. Existing operators which have been undertaking digital asset businesses prior to the effective date of the Royal Decree and wish to continue their business operation must file an

Know-Your-Customer (KYC) and Customer-Due-Diligence (CDD) and set up preventive measures against money laundering. Existing operators which have been undertaking digital asset businesses prior to the

) seller with in-depth information on the product offered to investor (product due diligence), (iv) distribution of fact sheet, (v) completion of customer?s suitability test prior to giving advice and (vi