juristic person in which Mr. Buntoeng held more than 30 percent of the shares, during July 2, 2021 to April 3, 2023. In this regard, Mr. Buntoeng has the duty to prepare and disclose a report regarding his
operates by matching orders or arranging for the counterparty or providing the system or facilitating a person who wishes to trade or exchange digital assets to be able to enter into an agreement or match
Saxo Capital Market Pte.,Ltd. Saxo Capital Market Pte.,Ltd. (Saxo) colluded with other alleged offenders in operating securities and derivatives businesses with an intent to solicit any attendee
was the person who presents the financial statement to Board of directors and approve the false financial statement. The public prosecutor issued a final non-prosecution order. The case was deemed final
company licensed to undertake securities business in the category of investment advisory service; “person with power of management” means a person responsible for a line of work relating to investment
listed on securities exchange and in cases where the units of foreign ETF are listed on several exchanges, the term shall mean the capital market regulator of the home exchange; (6) “related person” means
: Contact person: Email: Name of local representative: Contact person: Email: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact
: Contact person: Email: Name of local intermediary:[in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact person: Email: * Please choose the following form that
: Name of local representative: Contact person: Email: Name of local intermediary: [in case of an ETF, please state the names of market maker and participating dealer of ETF] Contact person: Email