revisions/updates, all clients must be informed accordingly. The notification was published in the Royal Gazette and came into force on 16 November 2023.Remark: * The Notification of the Office of the
markets, business sector and people. Throughout this year, there will be the regulatory revisions to lessen burden of the private sector. These include reduction of procedures and implementation
support industry business operation, remove obstacles and clarify certain governing regulations. The revisions to become effective in September include:1. Licensed derivatives dealer will be allowed to
include rule revisions to require SEC approved auditors work for audit firms having audit quality control system and inspections to ensure the quality assurance of audit firms? procedures both firm and
undertaking of securities business will be proposed to the Ministry of Finance.The revisions will help promote investment unit brokerage. The more service providers, the greater access to a variety of financial
revisions are as below: (1) The business operator can temporarily use subordinated liabilities in excess of the shareholders’ equity portion without counting it as total liabilities in calculating
take the issue into consideration. The proposed revisions will include requirements on (i) adequate numbers of investor contacts, (ii) presentation of seller (i.e. showing of identification card), (iii
improved include revisions of rules on management fees, information disclosure for investment decision, etc. Additionally, the SEC has been working on a number of projects for investor benefits in the long
revisions and will clarify the requirements of the revised regulations as well as providing guidelines for business operators accordingly. 4 “SEC Thailand is a recipient of Digital Government Awards 2020 and