procedures as specified in the notification. In this regard, CoinsTH failed to appoint a new highest-ranking person taking responsibility in a compliance unit ("Head of Compliance") by the date

the notification of the SEC for 4 days. In this regard, BO did not keep the assets in its cold wallets, digital wallets connected to the internet when conducting transactions only, in the proportion

accordance with the notification of the SEC. In this regard, Zipmex did not deposit customers' digital assets with digital asset depository service providers and keep them in its cold wallets, digital

e-service Online Submission Mutual Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations   15/2543    28/08/2000 2. Notification of the Securities

e-service Online Submission Private Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Ministerial regulations   15/2543    28/08/2000 2. Notification of the Securities

สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) โดยนางสาวสาริกา อภิวรรธกกุล ผู้อำนวยการฝ่ายพัฒนาและส่งเสริมความรู้ตลาดทุน ก.ล.ต. เดินหน้าจัดกิจกรรม Inspiration Talk ในหัวข้อ “เตรียมเป็น

. The event took place at Centara Grand & Bangkok Convention Centre, Central World Bangkok on 29 November 2023. The Symposium featured a special talk on “The Future of the Thai Capital Market and Capital

This regulatory guillotine discussion is the first in the virtual talk series under the theme, “How to Regulate to Earn Investor Confidence and Global Competitiveness.” The main objective is to

concerning related laws and regulations of the target groups via the SEC clinic to give advice on this issue. Interested persons are welcome to call SEC Help Center at 1207 (press 4) to talk to SEC

submit comments via the SEC website or email: ekarit@sec.or.th and chawin@sec.or.th. The public hearing ends on 27 March 2021. The SEC will also conduct a live talk to gather public opinions on the