Following the complaints from investors and the inspection reports from TMB, which is licensed to operate securities business as a Limited Broker Dealer and Underwriter (LBDU) of investment units
licensed private fund or mutual fund management company. ----------------------------------------------*Remark Institutional investors include:(1) Bank of Thailand(2) Commercial banks/ banks established
work with them in implementing the proposals on a phased basis, starting with investment consultants, research analysts and individuals who are licensed to carry out fund management activities. The ACMF
misconduct related to the offences of the investment consultants. Following an inspection report of {X1}, which is licensed to undertake securities business in the category of limited brokerage, dealing and
KYC. 2. Enhanced Scrutiny of Major Shareholders and Ultimate Beneficial Owners of Licensed Business Operators: Currently, the SEC oversees major shareholder structures by taking into account
the debt restructuring measures for Persistent Debt (PD) customers. Finance Cost The Company recorded consolidated finance cost in 3Q/2024 of 600 million baht, in which increased by 17.4% year on year
purpose of undertaking derivatives business in addition to the categories already licensed derivatives business license previously obtained, shall file the application as specified in accordance with
addition to the categories already licensed under securities business license previously obtained, shall file the application as specified in accordance with Chapter 2 In filing the application under the