Decree on Special Purpose Juristic Persons for Securitization The Trust for Transactions in Capital Market Act Ministerial Regulations / Notifications Ministerial Regulations - SEC Act Ministerial
that the SEC has the power to suspend, revise or order business operators to explain in case any advertisement is inconsistent with the specified rules. The notifications on the said rules have been
first-time investment in such product.The notifications concerning the aforesaid amendments* will become effective on 16 April 2025. Remark: * Three relevant notifications are: 1. Notification of the
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC, therefore, suspended Bantherngsak from his duty as the approved securities investment
securities trading decisions on behalf of client was in violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*, the SEC therefore suspended Atthapol from
violation of the Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. Therefore, the SEC sanctioned Benjawan from her duty as the personnel in the capital market and
Notifications of Capital Market Supervisory Board concerning personnel in the capital market*. The SEC therefore suspended {A} from his duty as the approved capital market investment consultant for 6 months
materiality for the client's investment decision was considered failure to perform duties with responsibility and due care as the capital market professional which was in violation of the Notifications of
products or services before clients make an investment decision or use the services, including the information related to any material event that may affect each type of capital market products or services
before clients make an investment decision or use the services, including the information related to any material event that may affect each type of capital market products or services (if any). (3) a