unit trust. In this regard, either investment company or unit trust shall have objective to invest in securities or financial instruments. “CIS operator” means any person responsible for managerment of
securities or investment units; (3) a person who obtains derivatives business license in the category of derivatives broker whose shareholder is a commercial bank or the securities company under either (1) or
) “applicant” means a person applying for derivatives business license under this Notification; (5) “commercial bank” means any commercial bank in accordance with law on commercial banking or law on business of
short sale and the debt repayment ability of such person to be taken into consideration in granting approval for lending money for purchasing securities or lending securities for making a short sale to
business under the Entire Business Transfer Agreement, nor shall there be any legal actions or proceedings by any person to challenge the execution of the transaction as indicated in the Entire Business
website of the SEC Office. Structured Notes Factsheet “……………(Name of Structure Notes)……………” Issued by……………(Name and country where the issuer is incorporated [in the case of a foreign juristic person
the January 2019. In this regard, the Board of Directors has authorized the executive committee or the Chief Executive Officer or the person entrusted by executive committee or the Chief Executive
the Order of the Leader of the National Council for Peace and Order No. 21/2560 (2017) Re: Amendment of Laws to Facilitate Business Operations in relation to Shareholders’ Meetings. A person designated