Bangkok, March 14, 2016 ? The SEC in cooperation with the Association of Investmeent Management Companies (AIMC) will jointly prepare Thailand: Institutional Investor Code as a guideline for
in Malaysia, Singapore and Thailand ("member jurisdictions"). This announcement follows the signing of the Memorandum of Understanding for the ASEAN CIS Framework by the Securities Commission of
suspension in undertaking derivatives business as a derivatives dealer by the regulator of its home country . Clause 5. The juristic person under Clause 2 that wishes to register as a derivatives business
credit for securities business under the law on Securities and Exchange; (4)1 a juristic person established under foreign law, which is a derivatives business operator in the category of derivatives dealer
Stock Exchange of Thailand, the SEC probed into the case and found that {A} had sold 711,300 {X1} shares in a trading account of a juristic person where he is an authorized director and holds 99.98
obtained unlawful gains for themselves or another person which caused damage to EARTH or others obtained benefit. In this regard, they jointly had the resolution in Board of Directors (“BOD”) Meeting No. 1
unlawful gains for themselves or another person which caused damage to EA and two subsidiaries or deprived EA and two subsidiaries of its rightful benefit. In this regard, they jointly proceeded to purchase
obtained unlawful gains for themselves or another person which caused damage to EA and two subsidiaries or deprived EA and two subsidiaries of its rightful benefit. In this regard, they jointly proceeded to
statements disclosed in the registration statements and draft prospectus and concealed the facts which should have been provided in the factsheets of the company’s corporate bond offering. STARK claimed that