listed companies would be taken into consideration as well.   The consultation paper is available at www.sec.or.th/hearing.Stakeholders and interested parties are welcome to submit comments through the

decisions and informed the client afterward. The {B} case was in response to a complaint lodged by a client. The SEC looked into the conversation records between {B} and the client and found that she was

her approval and banned her re-entry into the industry for two years.Also reported by his employer Bualuang Securities PLC, the SEC probed into {B} case and found that {B} had been entrusted to trade

clients are able to bring a dispute into the arbitration procedures when they do not agree with complaint handling process made by securities and derivatives companies. The revision also includes abolishing

for a period of two months. Taking into account that he has already been suspended by his employer for one month and fifteen days, the suspension imposed by the SEC shall  be fifteen days, effective

the IOSCO Board, the SEC will be representing the voices and real-case examples of emerging markets into policy considerations and recommendations of the IOSCO,? said Vorapol.

lead to economic expansion and development of the country.Taking into account the balance between regulatory burdens and investor protection, the proposed supervisory framework covers supervision on

KTB Securities? investigation report. From the SEC probe, it was found that the complainant was lured into transferring money into a bank account at KTB Securities for payment of securities trading and

million baht.    Following the Stock Exchange of Thailand (SET)'s report on the irregular trading of RS shares due to a particular group of people, the SEC probed into the case and found that during

million baht.    Following the Stock Exchange of Thailand (SET)?s report on the irregular trading of RS shares due to a particular group of people, the SEC probed into the case and found that during