Notification of the Capital Market Supervisory Board No. Tor Jor 28/2565 Re: Permission for Listed Companies to Offer Newly Issued Shares through Private Placement, dated 28 December 2022, which could result in
transactions she executed herself without the client’s permission. In addition, in May and November 2017 and August 2018, {A} asked the client to affix signature on the confirmation of backdated trading
to the public without the necessity to request for permission from SEC, according to the meeting resolutions of SEC Board on 1 August and of the Capital Market Supervisory Board (CMSB) on 5
their profession duties with loyalty* by making unauthorized investment without client’s permission, and order or consent on making fake documents. While {B} failed to properly discharge his
... TRANSLATED VERSION As of April 28, 2011 4 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
TRANSLATED VERSION As of April 28, 2011 Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the
... (UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. The SEC Thailand cannot undertake
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. 2 Notification of the Securities and
(UNOFFICIAL TRANSLATION) Readers should be aware that only the original Thai text has legal force and that this English translation is strictly for reference. Notification of the Securities and