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, executives, employees and others 8. Report on key operating results related to corporate governance 28 9. Internal control and related party transactions 33 Part 3: Financial Statements 36 Part 4

governance structure and material facts related to the board, 23 subcommittees, executives, employees and others 8. Report on key operating results related to corporate governance 28 9. Internal control and

interactive sessions, including workshops and case studies, that engaged approximately 200 industry participants, including executives, analysts, and consultants from across Thailand’s capital markets. These

implementing measures for ensuring fair and transparent trading in the stock market. Efforts are also underway to improve reporting requirements for executives of listed companies regarding the use of shares as

investors have sufficient information to make informed investment decisions. We also emphasize the responsibilities of boards of directors and executives, who must perform their duties with integrity, due

the SEC). These individuals were also prohibited from trading securities and derivatives for 14 or 20 months (as the case may be) and from serving as directors or executives for 28 or 40 months (as the

bonds issued by two major issuers – Bank of Ayudhya Public Company Limited and KTB Securities (Thailand) Public Company Limited – and SEC executives

senior executives of asset management companies and the AIMC to discuss the final details of the SSF listed securities which asset management companies have expressed interest in setting up and offering

: Rules on Personnel in the Capital Market Business, as amended. (Executives are subject to penalties twice as higher than those imposed on investment consultants).