Following a referral from the Stock Exchange of Thailand (SET) in 2023 and the SEC’s further investigation, the findings and evidence indicated that during 3 – 14 November 2022, before the inside
private equity firms, or the “SME Startup PE VC” working group, was set up. The group, comprising representatives from various government and private agencies, including the Stok Exchange of Thailand
prohibited from trading securities on the Stock Exchange or over-the-counter trading centers or entering into derivatives contracts on the Derivatives Exchange for one year and six months, and banned from
13 Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and
ETF” means a share of investment company or unit trust issued under collective investment scheme in the category of exchange-traded fund established under law of foreign jurisdiction; “foreign regulator
. Notification of the Office of the Securities and Exchange Commission No. Sor Thor. 35/2557 Re: Rules in Detail on Communication with and Providing Services to Clients of Securities Companies and Derivatives
November 12, 2019 Subject: Notification of the Resolution of the Board of Directors Meeting Re: the Investment in N.E.X.T Company Limited To: President Stock Exchange of Thailand Enclosure: Information
November 12, 2019 Subject: Notification of the Resolution of the Board of Directors Meeting Re: the Investment in N.E.X.T Company Limited (additional) To: President Stock Exchange of Thailand Enclosure
Governance Project" of the Securities and Exchange Commission (SEC). An English version of the MD&A has been prepared from the Thai version. In the event of a conflict or a difference in interpretation between
offering of warrant to purchase ordinary shares of the Company to existing shareholders and joint ventures in subsidiary. (Edited) To: The President The Stock Exchange of Thailand Enclosure 1. Capital