reference. Notification of the Securities and Exchange Commission No. KorThor. 26/2560 Re. Determination of Paid-Up Registered Capital of Licensed Operators to Undertake Derivatives Business By virtue of
reference. Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 9/2559 Re: Rules and Procedures for Preparation of Factsheet __________________________ By virtue of Paragraph 2 of
Stock Exchange of Thailand on 13 March 2017 and his statement at the press conference the following day when he reassured that the foreign borrowers were unrelated to him.As a result, he is liable to
belong to the client. Notified this 4th day of January 2000. Tharin Nimmanhaemin (Mr. Tharin Nimmanhaemin) Minister of Finance, Chairman of the Securities and Exchange Commission Remarks: Notification of
Securities and Exchange Commission No. KorThor.29/2545 Re: Custody of Client Assets of a Securities Company (No. 2), dated 28 March 2002. (Translation) -7- Notified this 4th day of January 2000. Tharin
. Clause 8. This Notification shall come into force as from 1 March 2005. Notified this 17th day of January 2005. (Mr. Somkid Chatusripitak) Finance Minister Chairman of the Securities and Exchange Commision
Securities Being Underlying of ETF by a Securities Company _____________ By virtue of Section 16/6 of the Securities and Exchange Act B.E. 2535 (1992) as amended by the Securities and Exchange Act (No. 4) B.E
this 10th day of May 2011. -signature- (Thirachai Phuvanatnaranubala) Secretary-General Office of the Securities and Exchange Commission Chairman Capital Market Supervisory Board