) as well as the SEC Office’s methods for collecting, using and disclosing personal data. (To view the Personal Data Protection Policy, please scan the QR Code below).
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for six months and one month, respectively starting from December 25, 2558. The SEC's further inspection also indicated deficiencies of AEC's core work systems in three areas as summarized below
inspection also indicated deficiencies of AEC?s core work systems in three areas as summarized below: (1) KYC/CDD: many clients entered into trading transactions significantly unsuitable for their
usual. Cost of Sales and Services for Q3–2020 has changed in the same direction as the changed in revenue. When it compare with the cost of sales and services in Q2–2020, it found that the increased rate
securities company shall, as per the direction of the Office, perform one or more of the following acts: (1) cease the advertising; (2) rectify the information in the advertisement; (3) provide additional
securities company fails to comply with the advertising rules prescribed under this Chapter, the securities company shall, as per the direction of the Office, perform one or more of the following acts: (1
securities company shall, as per the direction of the Office, perform one or more of the following acts: (1) cease the advertising; (2) rectify the information in the advertisement; (3) clarify complete and
cases where it appears to the Office that the securities company fails to comply with the advertising rules prescribed under this Notification, the securities company shall, as per the direction of the