Bangkok, 11 September 2017 - The SEC has suspended the approval of five securities investment consultants for failing to perform duties in compliance with professional standards. The suspended

Capital Market Supervisory Board No. TorLorThor. 3/2555 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and Giving Investment Advice dated January 18, 2012 which

warn the client and notify the supervisor of the suspicion. Moreover, the SEC urges securities firm's executives to monitor investment consultants under their supervision to perform duties in compliance

consult the auditor before conducting review in depth. Nonetheless, there was no indication that the audit committee failed to perform the duties to assist the wrongdoing of TUCC executives. The SEC

November 8, 2014. *Clauses 20(1) of the Notification of Capital Market Supervisory Board No. TorLorThor. 3/2012 re: Approval for Personnel of Business Operators to Perform Duties of Analyzing Investment and

to be complied with, the SEC Office may perform the following: (1) establish rules in clear detail to enable derivatives clearing houses to practice in a consistent manner; (2) set out detailed

trustee and the REIT manager shall perform their duties with the scope of authority, duty and responsibility as stated in the relevant particulars of the authority and duty of the trustee and the REIT

requires a knowledgeable, capable and responsible person to perform. The Notifications of the Securities and Exchange Commission, the Notifications of the Capital Market Supervisory Board and the

(SUTHA) Mr. KEETAWIT MALANON Spouse / Cohabiting Couple (Mrs Channipa Malanon) Common Share 18/05/2021 1,800 5.10 Sale Link GOLDEN LIME PUBLIC COMPANY LIMITED (SUTHA) Mr. KEETAWIT MALANON Spouse

COMPANY LIMITED (KEX) Mr. KLEDCHAI BENJAATHONSIRIKUL Spouse / Cohabiting Couple (MISS NOPPHARAT PHUASU) Common Share 24/12/2020 2,000 48.25 Purchase Link KERRY EXPRESS (THAILAND) PUBLIC COMPANY LIMITED (KEX