), as imposed by the CSC, will take effect when the offenders sign the letters of consent, agreeing to comply with the civil sanctions or when the periods of prohibiting the holding of director or
issuing companies or securities companies for a period of 40 months each.The civil sanctions in (2), as imposed by the CSC, will take effect when the offenders sign the letters of consent, agreeing to
, will take effect when the offenders sign the letters of consent, agreeing to comply with the civil sanctions. In the event that any offenders refuse to give consent to the sanctions, the SEC will submit
executive of any securities issuing company or securities company for a period of 22 months. The civil sanctions, as imposed by the CSC, will take effect when the offenders sign the letters of consent
serving as director or executive for 12 months.Civil sanctions imposed by the CSC will take effect when the offenders sign a letter of consent, agreeing to comply with the civil sanctions. In the event that
upon the date when the offenders affix their signature on the letter of consent to comply with the civil sanctions determined by the Civil Sanction Committee. If any of them declines to give consent
. The suspension period for the offenders serving as a director or executive in the above cases will commence upon the date when the offenders affix their signature on the letter of consent to comply with
. The above barred periods of serving as director or executive in securities issuing companies or securities companies will take effect when the offenders sign a letter of consent, agreeing to comply
regulations to remain only those necessary and consistent with current situations. These efforts aim to strengthen business sectors’ competitiveness, and reduce operating costs of private sectors and burdens
Exchange Commission No. KorNor. 69/2547 Re: Rules, Conditions, and Procedures for Approval of the Private Fund Custodian By virtue of Section 14 of the Securities and Exchanges Act, B.E. 2535 (1992) and