tests before providing services to them. DAB Act S.94 in conjunction with 30 Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 16/2025 Dated 22/09/2025
failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 113/2025 Dated
later submitted through the transmission system of the SEC Office on August 15, 2024. SEC Act S.56(4) Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 114/2025 Dated 22/09/2025
failure to order or act in accordance with duties required to be performed. SEC Act S.300 in conjunction with 56(4) Settlement Committee Meeting No. 8/2025 Settlement Committee Order No. 115/2025 Dated
Committee Meeting No. 8/2025 Settlement Committee Order No. 124/2025 Dated 22/09/2025
used for the benefit of the Asia Wealth, In addition, the securities broker failed to the inefficient system for maintaining customers’ assets. SEC Act S.283 Settlement Committee Meeting No. 8/2025