reflected in the numerous awards we received in this quarter. C Contents Page Executive Summary A 1. Overview of Operating Environment 1 1.1 Global and Thai Economy in the Third Quarter of 2017 1 1.2 Banking

Bangkok, June 17, 2013 ? The SEC has won an ?Outstanding Booth? award for the category ?less than 100 square meters? at Money Expo Bangkok 2013 hosted by Money & Banking Magazine. SEC Secretary

e-service Online Submission IP/FG >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission   36/2546    03/11/2003 01/11/2003

reference. Notification of the Office of the Securities and Exchange Commission No. Sor Jor. 9/2559 Re: Rules and Procedures for Preparation of Factsheet __________________________ By virtue of Paragraph 2 of

disposition of assets pursuant to the Notification of the Capital Market Supervisory Board No. Tor Chor 20/2551 on the Criteria for the Material Transactions which are the Acquisition or Disposition of Assets

the disposition of assets pursuant to the Notification of the Capital Market Supervisory Board No. Tor Chor 20/2551 on the Criteria for the Material Transactions which are the Acquisition or Disposition

. Notification of the Securities and Exchange Commission  KorThor/Nor/Khor 4/2548 Qualifications and Other Prohibited Characteristics of Executives of Securities Companies (Synopsis)   17/01/2005 01/03/2005 2

Notification of the Office of Securities and Exchange Commission No. SorThor. 7/2557 Re: Rules on Appointing Independent Director of an Intermediary _____________________________ By virtue of Clause

e-service Online Submission Private Fund >>   Type Title Section See document Status Notified Date Effective Date 1. Notification of the Securities and Exchange Commission  KorNor. 22/2552

จ า รณาของฝ่ายพฒันากฎเกณฑเ์ม่ือวนัท่ี .......................................... Notification of the Capital Market Supervisory Board No. Tor Thor. 34/2556 Re: Repeal of the Notifications related to