duty as the approved capital market investment consultant for 9 months. Owing to the fact that the approval period remains until December 31, 2015, the approval shall be suspended until the lapse of such
is invested in return for shares issued by the fundraiser. The Capital Market Supervisory Board recently approved in principle the equity-based crowdfunding regulations to allow public limited
) and (2) of the Notification No. TorThor/Nor/Khor. 37/2553. The SEC therefore suspended her from duty as approved capital market investment consultant for six months. As for {C} and {D}, they had
approved by the SEC where the shareholders’ meeting has passed a resolution clearly determining the offering price by specifying a fixed price, and where the notice of the shareholders’ meeting has been
outside the Thai capital market. ______________________Remarks:* Sustainable and Responsible Investing fund (SRI Fund) aims to enhance disclosure on the ESG-related features of mutual funds to assist
information regarding the executives’ compensation , financial statements, related-party transactions and use of proceeds, and will assist the evaluation of capabilities of securities issuers to be
key sections : (1) Investment planning: Proving information on tools to assist investors to understand themselves better and plan their investments more effectively, such as tools for
Public Company Limited (the “Company”) held the Board of Directors’ Meeting No. 6/2017 on December 12, 2017. The meeting unanimously approved significant matters as follows: 1. Approved the reduction of
act as a director, manager or person with power of management of derivatives business operator must be approved by the SEC Office, the SEC Office hereby issues a guideline on application for approval
person with power of management of derivatives business operator must be approved by the SEC Office, the SEC Office hereby issues a guideline on application for approval and approval for appointment of an