apply for a quota to execute foreign exchange transactions with financial institutions in https://www.sec.or.th/EN/Pages/News_Detail.aspx?SECID=9849 SEC amends regulations on custody of clients’ assets in
/News_Detail.aspx?SECID=8533 SEC warns BX clients of frauds related to digital asset /fund transfer perpetrated through websites or Facebook accounts digital asset exchange services and digital asset wallet services
custody of clients’ assets in digital asset businesses to enhance investor protection The SEC’s policy is to strengthen the oversight of digital asset business operators with a focus on quality and
investors. 4. ICO issuers and business operators related to digital assets may submit a request for a reporting extension with supporting reasons, as follows: 4.1) ICO issuers for the annual updated
professionals, enticing investments in stocks and digital assets with seemingly low investment amounts and unrealistically high returns. The schemes claim that investing requires little to no knowledge and is
(SBL) transaction and collateral placement for SBL transaction due to its nature of non-absolute transfer where the parties also agree on return of securities borrowed or withdrawal of collateral
Bangkok, October 7, 2013 - The SEC sanctioned two executives and six investment consultants of Country Group Securities Plc., in relation to trading shares of Angpao Assets Plc. (PAO). The sanctions
accept the transfer of the second portion from the Seller. In this case, the Company is entitled to sell the first portion to the Seller and/or a person designated by the Seller at a price that the Company