instance, fund management may be outsourced up to 20% of AUM of each asset management company and must be clearly disclose in the prospectus. In case of private fund management, consent of the client is
December 27, 2012. It also revealed inappropriate action of a former capital market investment consultant of a securities company for trading derivatives on behalf of a client.The SEC found from its routine
Bangkok, October 2, 2014 - The SEC suspended {A}, a capital market investment consultant of Globlex Securities Company Limited, for trading on a securities trading account of the client without
Ms. Nicharadee Sukjaroenkraisri (formerly known as Ms. Sugunya Sukjaroenkraisri) During the year 2019, 7 directors and executives of Global Service Center Public Company Limited ("GSC"
Thailand Private Party U-Tapao International Aviation Company Limited The date that the Cabinet has approved the Project June 2, 2020 Project development objectives To become the 3 rd. international airport
World Corporation Public Company Limited. Ref. World 11-07/2019 4 Moo 11 Hathai Rat Road, Tumbon Lat Sawai Ampur Lum Luk Ka, Pathum Thani Province November 26, 2019 Re : Approval of Acquisition of
appraised by an independent appraiser approved by the Thai Valuers Association. The rates are determined by the service provider. 1.5 Details of connected parties PTT Public Company Limited, the major
No.4/2563 of J.S.P. Property Public Company Limited, held on April 17, 2020 agree to approved the receive financial assistance from connected persons that transaction is a connected transaction
Eng_Lee PAF (Translation) LEE 06/2020 14 May, 2020 Subject : Notification on the investment in Pattana Agro Futures Company Limited (Addition) To : President of The Stock Exchange of Thailand As Lee
the same meaning as defined in the Notification of the Capital Market Supervisory Board governing qualifications and prohibited characteristics of directors and executives of securities company. (2