application □ 3.1 For approval of private fund custodian; □ 3.2 For approval of private fund custodian and requesting for the permission to commence the business, which the commencement date will be

characteristic of capital market business personnel. SEC has therefore revoked his approval as investment consultant for plain instruments** and prohibited him from performing duties as capital market business

Bangkok, 25 July 2017 ? The SEC is seeking public comments on the draft amendments to the rules governing application for a waiver of mandatory tender offer for all securities of a business pursuant

approval fee. Meanwhile, potential issuers may have their credit rated and use the rating results as a guideline for enhancing their business practices. ?Bond is an efficient instrument for raising fund and

business; Clause 7. In case where person whose name appears in the fund manager register or property fund manager register is later removed from such register, an approval of manager of infrastructure fund

provide services with loyalty* by committing wrongful acts against investors’ assets, which was an offense liable to revocation of approval as investment consultant. However, the approval as securities

Capital Market Supervisory Board.* SEC has therefore revoked the approval and will not accept her future application for approval as personnel in the capital market business for a period of 10 years

30, the SEC Office may issue order for one or several kinds of the following measures: (1) restriction on the REIT manager’s business operation; (2) suspension of the approval to be REIT manager for a

approved exemption of application fee for an approval of public offering of shares and the Stock Exchange of Thailand (SET) to exempt the application fee for listing of ordinary shares as listed securities

effective January 10th, 2020. 2. Approval on the acquisition of Dried Fruit business from Vita Food Factory (1989) Company Limited with Fruity Dry Company Limited (“FD”) as its operator along with the