number of voting rights of JTS. Such action aided and abetted Mr. Pete to violate section 246. SEC Act S.246 Settlement Committee Meeting No. 4/2020 Settlement Committee Order No. 21/2020 Dated 30/06
channel, and presented themselves as offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a
channel, and presented themselves as offering such service in the normal course of business outside the digital asset exchanges. The action constitutes operating digital asset dealing business without a
;BX") transferred digital assets of its customers which possessed by BX to other digital wallets that did not for holding customers’ digital assets. Such action causes damage to other persons. This
สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ (ก.ล.ต.) ผสานความร่วมมือกับ Asia Investor Group on Climate Change (AIGCC) จัดงานอบรมออนไลน์ในหัวข้อ “Developing a Climate Action Transition Plan
Kultangwatana, Director of the Sustainable Development Department, represented the SEC in a panel discussion on the topic "From Commitment to Action: Learning from Perspectives of Various Sectors.” She
(ก.ล.ต.) ในงานการประชุมภาคีการขับเคลื่อนการปฏิบัติงานด้านการเปลี่ยนแปลงสภาพภูมิอากาศของไทย (Thailand Climate Action Conference: TCAC) โดยมีนางสาวอาชินี ปัทมะสุคนธ์ ผู้ช่วยเลขาธิการ ก.ล.ต. ให้การต้อนรับ ณ
client and acted irresponsible for the consequence of her action. The SEC probed into the case and found that {A} had made trading decision for such client in a manner that executing orders prior informing
Bangkok, August 29, 2014 ? SEC supports commercial banks to emphasize on social responsibility and join Collective Action Coalition (CAC) by aiming to obtain the CAC certifications by 2015.Chalee
operating net loss of 1,179.10 million baht in comparison with the net loss of 30.80 million baht in the previous quarter.The aforesaid action was deemed as taking advantage over the others by using inside