Broker | License to Undertake Derivatives Business in the Category of Derivatives Broker Limited to Precious Metals Derivatives Company Name Head Office Data not found Registered Derivatives Broker is
/2017 01/03/2017 2. Notification of the Securities and Exchange Commission KorKhor. 11/2547 Characteristics of Advice Which Are Not Deemed as Undertaking Derivatives Business in the Category of
: Sale of Securities by a Securities Company Which Does Not Have Possession of the Securities 31/07/1997 4. Circular 14/2548 31/08/2005 Contact The Securities and Exchange Commission, Thailand
Commission OrThor. 21/2543 Re: Guidelines for the Operation Control for the Securities Brokerage and Dealing of Securities That are Not Debt Instruments 11/10/2000 2. Circular 12/2545 22/03/2002
the Office of the Securities and Exchange Commission OrThor. 21/2543 Re: Guidelines for the Operation Control for the Securities Brokerage and Dealing of Securities That are Not Debt Instruments 11
: Determination of Undertaking which is not Deemed to be A Derivatives Dealer 08/10/2004 20/10/2004 4. Notification of Capital Market Supervisory Board 45/2552 03/08/2009 01/09/2009 5. Notification of the
OrThor. 21/2543 Re: Guidelines for the Operation Control for the Securities Brokerage and Dealing of Securities That are Not Debt Instruments 11/10/2000 2. Circular 12/2545 22/03/2002 Contact The
Office of the Securities and Exchange Commission OrThor. 21/2543 Re: Guidelines for the Operation Control for the Securities Brokerage and Dealing of Securities That are Not Debt Instruments 11/10/2000