disclosure of the following information: (1) information relating to the financial status, credibility and scope of the derivatives dealer’s business; (2) detailed information pertaining to types
Financial Statement สำนักงานคณะกรรมการกำกับหลักทรัพย์และตลาดหลักทรัพย์ Printed on 28 August 2022 21:49 Financial Statement Finanacial Statements ( 144 record(s) found) Name Year Status Type
material to maintain its professional status, or in any aspects which would affect the overall creditworthiness as professional. Clause 3 . In soliciting investors to enter into a derivatives fund management
material to maintain its professional status, or in any aspects which would affect the overall creditworthiness as professional. Clause 3. In soliciting investors to enter into a derivatives fund management
and Other Prohibited Characteristics of the Executives of Securities Companies dated 17 January 2005. (UNOFFICIAL TRANSLATION) Footnote Index: No. Notified Date Notification No. Subject Contents Status
. Notified Date Notification No. Subject Contents Status Main Notification 3 August 2009 The Capital Market Supervisory Board No. TorThor/Nor/Khor. 87/2552 Qualifications and Prohibited Characteristics of
prices as well as financial status, ability to deposit of margins and debt repayment records of the client; (2) require initial margin from a client no less than the rate or value prescribed by the SEC
) determine the aggregate position limits for a client including the margin rate or value, based on fluctuation of derivatives prices as well as financial status, ability to deposit of margins and debt