Bangkok, March 31, 2014 - The SEC suspended {A}, a previous capital market investment consultant of DBS Vickers Securities (Thailand) Company Ltd., for trading securities on behalf of
Bangkok, May 7, 2014 - The SEC revoked an approval of {A}, an investment consultant of Bualuang Securities Plc. for two years on account of trading derivatives through client's account for his own
Bangkok, May 12, 2014 - The SEC disclosed an inappropriate behavior to the general public and suspend approval of {A}, a former securities investment consultant of UOB Kay Hian Securities (Thailand
Bangkok, May 21, 2014 - The SEC revealed that the Settlement Committee imposed a total fine of 9,670,432.91 baht on {A} and {B} for using inside information to sell {X1} Company shares.With the
Bangkok, July 7, 2014 ? The SEC revised rules on mutual fund selling agents to allow additional channels for investment in mutual funds, expected to put into effect by early August 2014.Vorapol
Bangkok, July 14, 2014 ? The SEC is seeking public comment on the draft regulations to be issued under Section 315/1 of the Securities and Exchange Act B.E. 2535 (1992) (SEA) on payment of bounty and
Bangkok, July 22, 2014 ? The SEC is seeking public comment on proposed rules, conditions, and procedures for information disclosure in financial statements and operational result of foreign
Bangkok, July 22, 2014 ? The SEC extended the deadline for submitting Shun Thai Rubber Gloves Industry Plc. (STHAI)?s rectified and audited versions of 2012 financial statements from June 26, 2014 to
Bangkok, July 31, 2014 ? The SEC ordered Richy Place 2002 Plc. (RICHY) to amend information in the registration statement concerning comparison of P/E ratios of the company and the industry to be
Bangkok, August 8, 2014 ? The SEC is seeking public comment on revision of secondary listing regulations to be in consistence with dual offering regulations under which foreign companies launch