provided in the application; (2) The licensee shall maintain the qualifications and arrangements set out under Clause 3 at all time during which it undertakes gold derivatives brokerage business; (3) The
the qualifications provided in the application; (2) The licensee shall maintain the qualifications and arrangements set out under Clause 3 at all time during which it undertakes gold derivatives
close-out of derivatives position; (6) Fees charged on the derivatives transaction. Clause 4. Derivatives broker must show in the evidence of margin call at least the information as set out under Clause 3
requirement by the Bank of Thailand with the capital adequacy ratio as of end of March 2021 at 16.75%. For Capital market business, the market share (SET and mai excluding proprietary trading) of Kiatnakin
สำหรับการคำนวณค่าสถิติมูลค่าตลาดรวม (SET Market capitalization) และดัชนีราคาตลาดหลักทรัพย์ (SET Index) นั้น ตลาดหลักทรัพย์จะนำมูลค่าตลาดของหน่วยลงทุนของกองทุนรวมอสังหาริมทรัพย์มารวมในการคำนวณมูลค่าตลาดรวม
position; (6) Fees charged on the derivatives transaction. Clause 4. Derivatives broker must show in the evidence of margin call at least the information as set out under Clause 3(1) and (3) as well as the
“ ” “ ” 1. 2. . 3. B/E P/N “ ” “ ” 1. 2. “ .” “ .” “ .” “ .” “ .” “ .” . “ ” SET “ ” “ ” “ filing” P a g e 5 | ( ) KTFFE86 86 Krung Thai Fixed Income FIF Enhanced86 Not for Retail Investors “ ” ( 6
institutional client s; (6) “ inside information ” means material facts which affect the change in the price of securities but have not yet been disclosed to the public and a securities company has acquired
securities company shall set out rules on seeking and granting of approval in writing. Clause 15 In cases where a securities company finds that an investor contact may violate or not comply with the rules