application, if it appears that the applicant can not maintain the capital adequacy or capital reserve, the applicant shall notify the Office in writing immediately of such matters; □ (2) Audited financial
, derivatives broker shall provide service only for institutional investor, and in such cases provisions of Clause 16 and Clause 17 shall not be applicable to the aforesaid service. In providing service as
such cases provisions of Clause 16 and Clause 17 shall not be applicable to the aforesaid service. In providing service as derivatives broker in the first paragraph, derivatives broker shall trade in
per rai from Mrs. Nisachon Shu, who is not being a connected person of the Company according to the Notification of the Capital Market Supervisory Board No. TorJor. 21/2551 (2008) Re: Rules on Connected
2018, the Company, Pace Project One Co., Ltd. (“PP1”), Pace Project Three Co., Ltd. (“PP3”), and a director entered into buyout agreement on disposal of assets in PP1 and PP3 in total of not exceeding to
paid-up shares held by the Company) and/or other subsidiaries in which the Company directly or indirectly holds not less than 99 percent of the total issued and paid-up shares, and Dream Islands
relationships between the parties Land and Buildings Sale and Purchase Agreement Seller The Company Purchaser NML, which is not a connected person of the Company pursuant to the Notification of the Capital Market
, Thai Baht, US dollars (USD). 3. Credit rating: Specify whether or not a credit rating is arranged for the structured notes and/or the issuer of structured notes and/or guarantor/aval giver. If yes
) which obtain a securities business license in the category of securities brokerage not limited to debt securities or investment units; (3) a person who obtains derivatives business license in the category