financial condition may cause damage, or not having any behavior which indicates an ongoing financial problem, including having no reasonable ground to believe that there is a shortcoming or unsuitability
thereto. Accordingly, any document without the initial of signature of…………………………, shall not be regarded as the information to which I have certified. Name (Authorizer) Position Company Signature
is less than one percent of the total amount of the shares sold of that company; (9) being a person not having educational qualification, work experience or other qualification as specified in the
company is less than one percent of the total amount of the shares sold of that company; (9) being a person not having educational qualification, work experience or other qualification as specified in the
has consented. Clause 4. The advertisement relating to provision of services of derivatives fund management shall not use words or statements, that are exaggerating, false or misleading. Clause 5 . A
mutual fund has consented. Clause 4. The advertisement relating to provision of services of derivatives fund management shall not use words or statements, that are exaggerating, false or misleading. Clause
holiday does not fall on any of the holidays listed above or on Saturday and Sunday. Notified this 17 th day of April 2006. – Signature – (Prasong Vinaipat) Deputy Secretary-General Acting Secretary-General
Notification: “Securities company” means a company licensed to undertake securities business in the category of securities brokerage, securities dealing and securities underwriting which is not limited to debt