of the SEC Office, except that the intermediary which is a financial institution shall perform such revision and updating within a period of time stipulated by the Law on Financial Institution Business
that the intermediary which is a financial institution shall perform such revision and updating within a period of time stipulated by the Law on Financial Institution Business2; (b) the information for
of assets of each client in a separate account which is segregated from the derivatives broker ’s account. A derivatives broker shall report to clients on custody of assets of clients in accordance
in a separate account which is segregated from the derivatives broker’s account. A derivatives broker shall report to clients on custody of assets of clients in accordance with rules specified by the
will be made on May 24, 2019. The mentioned right will be further approved by the AGM 2019. 2. Approved to propose to the AGM to consider and approve the financial statement of the company for the fiscal
).................................., the details of which shall be presented as follows: Client Name Industry Section Names of auditors Audit firm Network firm Signing on auditor’s report Engagement quality control Audit fee Non-audit
auditors Audit firm Network firm Signing on auditor’s report Engageme nt quality control Audit fee Non-audit service fee Details on the scope of non-audit service Total Audit fee Non- audit service fee
บทรายงานและการวิเคราะห์ของฝ่ายบริหาร Management Discussion and Analysis For the Financial Result of Quarter 1 Year 2018 Ended March 31, 2018 Note: This Management Discussion and Analysis (MD&A) was