ในการทำธุรกรรมซื้อขายทองคำแท่งกับบริษัทปรากฏว่าไม่มีการส่งมอบทองคำกันจริง แต่เป็นการซื้อขายโดยชำระส่วนต่าง (“SET OFF”) กันเพียงอย่างเดียว ในลักษณะที่เป็นการอำนวยความสะดวกแก่ลูกค้า

refers to an offering in which the offering price or the conversion price is set at less than 90 percent of the market price, or less than 90 percent of the issuer’s book value per share, whichever is

หนังสือนัดประชุม และเอกสำรตำมที่ก ำหนด (1) ให้แก่ผู้ถือหุ้น ≥ 14 วัน (2) ส่ง สนง. และ ตลท. ไม่ช้ำกว่ำวันท่ีส่งผู้ถือหุ้น (3) กิจกำรเปิดเผยข้อมูลดังกล่ำว ผ่ำนระบบสำรสนเทศของ ตลท. ก่อนวันประชุม กรณีมีข้อ

operating system that is appropriate for servicing customers and is consistent with practices set out under the rules prescribed by the law governing securities and exchange, and that its head office is able

established, the operating system that is appropriate for servicing customers and is consistent with practices set out under the rules prescribed by the law governing securities and exchange, and that its head

prepared, for the operations of the branch office to be established, the operating system that is appropriate for servicing customers and is consistent with practices set out under the rules prescribed by

securities company shall establish measures to control and monitor compliance with the policy set out in Clause 3 and allocate sufficient resources to support the implementation of the policy. Clause 5. A

approved by its board of directors. UNOFFICIAL TRANSLATION Clause 4. A securities company shall establish measures to control and monitor compliance with the policy set out in Clause 3 and allocate

continuity management that is approved by its board of directors. Clause 4. A securities company shall establish measures to control and monitor compliance with the policy set out in Clause 3 and allocate

provided in the application; (2) The licensee shall maintain the qualifications and arrangements set out under Clause 3 at all time during which it undertakes gold derivatives brokerage business; (3) The