she has already been suspended by her employer for three months, the suspension imposed by the SEC is deemed to have been served.  

., imprisonment for a term of 2 to 5 years and a fine from 200,000 to 500,000 baht, plus a daily fine of 10,000 baht until the violation ends.The SEC, therefore, filed the criminal complaint against the three

Bangkok, April 27, 2016 ? The SEC has revoked approval as securities investment consultant of three employees of AIA Co., Ltd., namely (1) Atcmima Pattanapinyokul, (2) Laddawan Preechasiriratna, and

Pattiya (or Pattiyawongse) to a three-year imprisonment for violating Section 90 of the Securities and Exchange Act B.E.2535 while undertaking businesses of securities brokerage and dealing under the name

SEC therefore revoked her status as an approved capital market investment consultant and banned her re-entry as capital market personnel for one year and three months. However, taking into account that

must be approved by shareholders with at least three fourths of the shareholders attending the meeting and eligible to exercise voting rights; excluding the interested shareholders.  

Centerpoint is a center of three kinds of knowledge; namely, explicit knowledge, tacit knowledge, and in-process knowledge which is a conclusion and opinion on the operations resulting from analysis of the

the period of three months, approximately. There was, however, no record of the client?s registration for the internet trading at the branch during such period. Atthapol admitted to Krungsri Securities

decision-making.The above transactions are classified as high value acquisition and disposal of assets required the shareholders? meeting approval with the vote of at least three fourths of the shareholders

actions, as aider and abettor, were in violation of Section 241 of the SEA in conjunction with Section 86 of the Penal Code.As the three persons agreed to enter the settlement procedure, the Settlement