In October 2024, the SEC conducted a hearing to gather comments from the public and stakeholders on the draft amendments to the IT Regulation and Guideline. Feedback and suggestions from stakeholders were incorporated into the finalization process. The SEC has issued notifications specifying the amendments with the key points as follows: (1) To adjust the frequency of submitting IT audit reports to be more appropriate for the risk level of small business operators and low-risk op...
Following the issuance of regulations on information technology systems in 2022*, the SEC recognizes that the current rules should be updated to enable business operators in the capital market to implement effective information technology risk control measures on a continuing basis without imposing undue burdens. The SEC is therefore conducting this public hearing on the proposed revisions to the Rules on Establishment of Information Technology Systems, with the following key points: (1) To...
collaboration on academic research and the promotion of financial literary through the education system. This joint effort is a major step towards proactively adapting the education system to foster appropriate
With reference to a public hearing on the proposed revision to the IT Standard conducted between 14 June and 15 July 2024, the SEC received a wide range of valuable responses from stakeholders. The respondents’ feedback and recommendations were carefully considered for the drafting of relevant amendments.The SEC is conducting this public hearing on the proposed amendments to the IT Regulations and Guidelines, which cover the following key points: (1) To reduce the submission frequency of IT aud...
to licensees' intention and a linkage of renewal training results from the training institutes with the SEC system. This digital approach will bring more convenience to more than 80,000 current
global effort to reduce carbon emissions leading to global warming. SEC has therefore upgraded the Online Fund Approval and Management System (“OFAM”) to accommodate paperless filings.Businesses can
ที่ กลต.น./ธ.(ว) 12 /2553 เรื่อง มาตรการดำเนินการบันทึกคะแนนความผิด (point system) ตามที่สำนักงานได้มีหนังสือที่ กลต.น./ธ.(ว
> ที่ กลต.น./ธ.(ว) 23 /2552 เรื่อง มาตรการดำเนินการบันทึกคะแนนความผิด (point system) ด้วยผู้บริหาร1 ของบริษัทหลักทรัพย์
Type of securities : Common share | Effective Date : 22/08/2013 | Close Selling Date : 28/08/2013