settlement of dispute between the securities company and the customer. In the case where the securities company lacks of qualification under (3) or (5), the securities company may be granted an approval from
. Nomura Singapore Limited-Customer Segregated Account 1,086,456,038 10.26 1,086,456,038 7.80 4. Quam Securities Company Limited A/C Client 567,800,000 5.36 567,800,000 4.08 5. Mrs. Jarunee Chinwongvorakul
Limited-Customer Segregated Account 1,086,456,038 10.26 1,086,456,038 7.80 4. Mrs. Jarunee Chinwongvorakul 567,800,000 5.36 567,800,000 4.08 5. Quam Securities Company Limited A/C Client 523,768,667 4.95
channels to reach targeted client segment while maintaining an effective risk management and credit monitoring and control. For Private Banking, the goal is to grow the business by capitalizing on capital
also creating innovative products and comprehensive services in keeping with changing customer expectations regarding financial services, with ever-greater consideration of consumer protection and
related business (Section 22) Other related business Licensing / Registered Capital / Fees Business Conduct Securities Lending / Credit Balance (Section 102) Protection of Customer Assets (Section 98(3