Bangkok, 6 February 2024 – The Securities and Exchange Commission (SEC) has provided an update on the progress of initiatives aimed at enhancing the quality of listed companies and the duty
through its subsidiary company. The SEC’s further investigation found that four persons, namely (1) Pasita, TRC’s executives’ daughter and sister, (2) Rewadee, TRC’s senior accounting manager, (3) Ounruen
According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of January – February and July-August 2018, the 15
According to case referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during 23 August and 2 November 2018, the 12 offenders, namely (1
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that six individuals, with relationship among themselves, had engaged in PRINC
caused by the declining service revenues and the higher costs of service provision. The SEC’s further investigation revealed that during 8 October 2019 - 4 November 2019, Penprapa – wife of an SQ executive
According to referrals from the Stock Exchange of Thailand (SET) and the SEC’s further investigation, it was revealed that during the months of December 2017 – May 2018, two groups of persons engaged
Gazette. Mrs. Pornanong Budsaratragoon, Secretary-General of the Securities and Exchange Commission (SEC), stated that since last year, the SEC has been coordinating with the Thai Digital Asset Operators
SEC has established relevant regulatory guidelines governing the establishment and management of Thai ESGX, and a total of 37 Thai ESGX from 19 asset management companies (AMCs) are seeking the SEC’s
collection of client information and KYC. Most respondents agreed with the SEC’s proposal. The SEC has therefore revised the regulations on requirements for business operators unable to maintain net capital