Following the complaints of two clients and SEC’s further investigation, it was found that {A} had made trading decisions without investors’ orders, while {B} and {C} had accepted trading orders

investment planning for retirement;   (3)  Crowd Empowerment: To encourage the use of crowdsourcing whereby opinions of experienced persons may be accumulated for the crowd to make decisions more efficiently

) Improving the Data Environment: ESG disclosure which has quality in accordance with international disclosure standards is crucial for making and monitoring financial decisions, as well as devising financial

. Research reports produced by professional investment analysts are a source of important information that investors can use to make well-informed investment decisions for long-term financial goals.However

regarding its business and human rights practice in the 56-1 One report in 2022 in response to the expectation of global investors who weigh in on this data and preferably use it for investment decisions

and disseminated false statements, which caused an impact on the GL securities price and investors? investment decisions. Such information also contradicted the information GL had disclosed through the

be careful and examine their trading transactions as well as the money in their accounts regularly, and not to allow investment consultants to make investment decisions or use investors? trading

investment decisions.  Concurrently, the SEC has revised regulations related to determination of fees collected from licensed businesses in accordance with the resolution of the SEC Board Meeting No. 15/2565

about various details to ensure comprehensive information for making voting decisions at the shareholders’ meeting._____________________________

client related to him as a payment for trading transactions and collateral. Jakkrit later executed trading orders for his related client.  In addition, Jakkrit also made investment decisions on other