, the SEC Board ordered Zipmex to return assets to its clients as per their requests.Later, at the meeting on 21 February 2024, the SEC Board considered that Zipmex had failed to comply with the

comply with the SEC’s investment rules regardless of EA shares not considered eligible assets for Thailand ESG Funds.  For other mutual funds, the investment value in EA securities is equivalent to 0.06

, the Board of Directors considered the company’s financial health, operating results and cashflow of NCL before reaching the conclusion that the early retirement and the compensation would not adversely

in the manner that implies dishonesty, affecting the reliability of capital market business personnel in a significant manner, both of which are considered prohibited characteristics of the capital

approve HYDRO’s PP transaction at this time. The aforementioned issuance of ordinary shares through PP is considered an offering of newly issued shares at a price below the market price. This requires

later entirely cancelled. This action mentioned above is considered as placing sell orders in such a way that misleads other persons regarding the price or volume of securities trading.The SEC’s

managers of DA operators. The SEC has reviewed and considered the comments and recommendations received from both sessions in drafting the relevant regulations to ensure more appropriate and consistent

SEC Secretary-General Ruenvadee Suwanmongkol said: “Audit committees can be considered the representatives of retail investors and are key stakeholders in the financial reporting ecosystem. They

considered unfair trading practices in securities and derivatives, which are predicate offenses under the Anti-Money Laundering Act B.E. 2542 (1999) and its amendments.The filing of a criminal complaint is

cooperation of SEC,  considered that a strong capital market infrastructure which process capability to support the changing economy and digital society could provide a solid foundation for further development