on their behalf by those agents. As sophisticated investors with influence, often including voting rights, institutional https://www.sec.or.th/cgthailand/TH/Documents/Assessment/ICGN%20Institutional
the specific conditions as follows: 1) an offer for sale to no more than 10 institutional investors during any period of four months; 2) an offer for sale to no more than 10 ultra-high net worth
for institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid products, structured notes and derivatives.
investors about capital market products without complex features and products with high risks or complexity of all types. Ex., investment units of mutual funds for institutional investors or ultra-high net
funds for institutional investors or ultra-high net worth investors, investment units of mutual funds investing in derivatives, hybrid products, structured notes and derivatives.
: (1) Eligible investors are institutional investors and/or high net worth investors only; (2) Eligible investment vehicles are mutual fund or trust fund (to be established by the end of 2021); (3
List (SoL), whose criteria are the most relaxed and relatively compatible to the regulations governing securities offering to institutional investors. “BdL and MTF support bond trading while SoL is a
ASEAN institutional investors forum โดยได้เน้นถึงบทบาทของ ก.ล.ต. ในการพัฒนาตลาดทุนจากการกำกับดูแลกิจการที่ดี (CG) ไปสู่การผลักดันให้ภาคธุรกิจในตลาดทุนดำเนินธุรกิจด้วยความรับผิดชอบ คำนึงถึงสิ่งแวดล้อม
companies, as an institutional investor, understand the risks and effects of climate change on business operations; and (3) to promote role of Thai capital market as one of the driving force to help
equity or debt instruments. Most of those making comments also agreed on a requirement to mobilize fund via ICO portals approved by the SEC. ICOs can be placed to institutional investors, private equity