documents and conducted client due  diligence in accordance with the law on money laundering suppression and other relevant laws. In cases where shareholders? representatives or proxies are other types of

client and caused such client to suffer loss. In addition, most trading transactions had no source of orders. {A} admitted that the client allowed him to sell the securities in cases of making profit or

system. As for trading room cases, some investor contacts failed to prepare complete reports of client orders while others provided inaccurate information on the trading reports. For example, phone orders

1-31, 2007, respectively.  Five more suspects relevant to the cases expressed an initial intention to enter the settlement procedure. The SEC will announce the settlement results in due course. The

shortcomings as well as the potential impacts on the bondholders both in cases of approval and decline of approval for the above matters with respective supporting reasons and the opinions of the bondholders

extended maturity period.  The SEC requires that the bondholders’ representative analyze the benefits and shortcomings as well as the potential impacts on the bondholders both in cases of approval and

SEC is seeking public comments on the draft notification regarding the exemption from the filing requirement with the SEC in cases where a listed company disposes of its repurchased shares under an ESOP

the share price of MILL. The details of the other 4 cases are as follows: - 11/06/2021 Filing a lawsuit accusing him and other 16 persons jointly manipulating the share price of POLAR; - 31/07/2021

lawsuit accusing Mr. Raweerot Khiannilsiri and other 5 persons jointly manipulating the share price of MILL. The details of the other 5 cases are as follows: - 11/06/2021 Filing a lawsuit accusing him and

lawsuit accusing Mr. Ekkavit Kamontaypa and other 5 persons jointly manipulating the share price of MILL. The details of the other 5 cases are as follows: - 11/06/2021 Filing a lawsuit accusing him and