Securities company shall supervise service provider to perform its operation in compliance with rules prescribed by the Securities and Exchange Commission or the Office and the guidelines provided by
as requested. Clause 9. In compliance with Securities company shall supervise service provider to perform its operation in compliance with rules prescribed by the Securities and Exchange Commission or
to perform any disclosure under the obligation of such Notification 1.2.2 The above-mentioned asset acquisition is not classified as connected transaction under Notification of the Capital Market
an approval from, or registration with, the SEC Office or will be eligible to perform such job upon having no prohibited characteristics as specified; and (2) a person who is a director of a
perform duties with responsibility and prudence as a professional under the relevant Notification of the Capital Market Supervisory Board.* The SEC has therefore imposed the following sentences
further legal action. In addition, due to the criminal complaint resulting in the fact that the directors and former directors is deemed untrustworthy to perform duties as directors and executives of a
, failing to perform duties responsibly, and consenting to preparation of incorrect accounting records. The nine offenders are: (1) Miss Neeranuch Na Ranong, former vice chairman and chief executive director
(1) to (4) called by other names; (6) member of a committee which is appointed or assigned by an intermediary to perform duties relating to operational function, compliance function, internal audit or
which is appointed or assigned by an intermediary to perform duties relating to operational function, compliance function, internal audit or risk management, for instance, a compliance committee, a