committing undue acts toward his clients? assets and using a client's trading account to trade securities for his own interest and was deemed offenses under the Notification of the Capital Market Supervisory
. _______________________Remark: * Clause 23(1) and deemed to be the prohibited characteristic of the personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor
to obstruct or prevent the shareholders meeting from taking place, such directors may be deemed to fail to perform their duties as prescribed in Section 89/7 of the Securities and Exchange Act B.E
directors is deemed untrustworthy to perform duties as directors and executives of a securities issuing company and listed company under the relevant notification, they, therefore, can no longer perform
23 offenders are deemed to have untrustworthy characteristics of director or executive of any securities issuing company and listed company. ___________________________ * Pursuant to the
benefits for himself and the others and exploiting client assets, is deemed failure to perform duties or provide services with loyalty, which are considered prohibited characteristics of capital market
imposed on an asset price appraisal. Due to their deficiencies above, {X1} Securities and {A} are deemed to have contravened the Notification of the SEC Office concerning Granting of Approval for Financial
{A} and {B} were deemed a failure to perform duties with responsibility and deliberation as a professional in contravention of the Notification of the Capital Market Supervisory Board*.The SEC has
) (SEA). The SEC has therefore filed the criminal complaint against Wichai with the ECD for further legal proceedings. As a result, he is deemed to have untrustworthy characteristics of directors and
deemed the connected transactions, the company is required to disclose the information to the Stock Exchange of Thailand (SET) and to seek shareholders? approval on the transactions. GJS will hold its