Pipat. The acts of Amorn and Pipat were deemed an dishonest breach of duties offense, an asset misappropriation and seeking unlawful benefits for themselves and their associates, causing damage to AJD
) (“the Emergency Decree”), has a financial condition that may cause damage to clients and a management structure and personnel that are deemed inappropriate and insufficient for efficient and responsible
to invest, as deemed appropriate.” _____________________Remarks: * The investment rules of Thailand ESG Funds require investment in assets issued by the Thai public sector or businesses established
public and the rules relevant to listed companies on the SET and the mai. This is to ensure clarity on the characteristics of business undertaking that may be deemed an undertaking of business as an
STEC shares for her own benefit. She did sell 91,900 STEC shares on 19 January 2018 and benefited from the sale as well. Woraphant’s acts were deemed securities trading while knowing or possessing and
Initiatives (KSIs) as follows:1) Developing a Practical Taxonomy: Serving as common definition and classification system of economic activities deemed as environmentally-sustainable, a taxonomy aligns the
committing undue acts toward his clients? assets and using a client's trading account to trade securities for his own interest and was deemed offenses under the Notification of the Capital Market Supervisory
. _______________________Remark: * Clause 23(1) and deemed to be the prohibited characteristic of the personnel in the capital market business under Clause 31(1) of the Notification of the Capital Market Supervisory Board No. Tor
to obstruct or prevent the shareholders meeting from taking place, such directors may be deemed to fail to perform their duties as prescribed in Section 89/7 of the Securities and Exchange Act B.E
directors is deemed untrustworthy to perform duties as directors and executives of a securities issuing company and listed company under the relevant notification, they, therefore, can no longer perform