shall give the first priority to the clients who have no interest related to the intermediary under receivership by court order. After the segregation and management of assets as prescribed under Clause 8
or person who may have conflicts of interest that may impede the exercise of independent judgment, and any relationship that causes the inability to freely give comments on the operation of the
or person who may have conflicts of interest that may impede the exercise of independent judgment, and any relationship that causes the inability to freely give comments on the operation of the
or person who may have conflicts of interest that may impede the exercise of independent judgment, and any relationship that causes the inability to freely give comments on the operation of the
setting up the sale price of the housing units at a competitive level as well as presenting 360° virtual tour to show MK housing design to customers. MK staffs were able to give various advices to customers
Notification or the guidelines specified by the securities company in compliance with this Notification, or has inappropriate behaviors in performing the duty to give investment advice and provide services
Notification of the Securities and Exchange Commission No. Kor Jor. 3/2560**, as the case may be. In the event that any offender refuses to give consent to the sanctions, the SEC will submit the case in writing
disclose personal information: Never give out your passwords, bank account numbers, or OTPs to anyone, even if they claim to be working for the bank, the police, or a government agency.· Be cautious
closely with the management. In this regard, the TLCA will continue to give support to other agencies in the capital market.” Mr. Sombat Narawutthichai, Secretary-General, Investment Analysts Association
professional standard; In case the investment advisory company intends to change the work system as approved by the Office under the first paragraph, the investment advisory company shall give a prior notice in