derivatives broker shall not reduce its paid-up capital to the extent that its shareholders’ equity is decreased unless permission is granted by the SEC. Clause 4 This Notification shall come into force from 16
This Notification shall come into force from 16 January 2005. Notified this 22nd day of December 2004. (Mr. Somkid Jatusripitak) Minister of Finance Chairman Securities and Exchange Commission 1 As
A derivatives broker shall not reduce its paid-up capital to the extent that its shareholders’ equity is decreased unless permission is granted by the SEC. Clause 4 This Notification shall come into
issued by the Office in relation to this Notification. Clause 10. This Notification shall come into force as from 1 June 2007. Notified this 22nd day of May 2007. (Mr. Chalongphob Sussangkarn) Minister of
subject to this Notification and other notifications issued by the Office in relation to this Notification. Clause 10. This Notification shall come into force as from 1 June 2007. Notified this 22nd day of
shall come into force as from 1 June 2007. Notified this 22nd day of May 2007. (Mr. Chalongphob Sussangkarn) Minister of Finance Chairman of the Securities and Exchange Commission Note: The reason for
and in the manner which facilitates prompt inspection by the Office upon request. Clause 12 . This Notification shall come into force as from 1 October 2008. Notified this 28th day of April 2008. (Mr
come into force as from 1 October 2008. Notified this 28th day of April 2008. (Mr. Thirachai Phuvanatnaranubala) Secretary-General The Office of the Securities and Exchange Commission
first two years of the 5-year period. Clause 8. This Notification shall come into force as from 16 February 2006. Notified this 8th day of February 2006. (Mr. Prasong Vinaiphat) Deputy Secretary-General