derivatives trading account shall contain at least the materials specified in the notification of the SEC Office. Clause 25.13 Derivative broker shall conduct customer due diligence for time to time and shall
fund manager shall be submitted at least thirty days prior to the last date of the calendar year the refresher course under Clause 9 (1) is due; (4) paying for application fees as prescribed by the
qualified to be fund manager shall be submitted at least thirty days prior to the last date of the calendar year the refresher course under Clause 9 (1) is due; (4) paying for application fees as prescribed
Clause 7 (1) is due; (4) pay the application fees as determined by the Notification of the Office of the Securities and Exchange Commission concerning determination of fees for filing, registration and
___________________ Clause 12 A management company shall [i] ensure that its representative renders services with loyalty and due care by taking into account the best interest of investors and provides appropriate and
shall [i] ensure that its representative renders services with loyalty and due care by taking into account the best interest of investors and provides appropriate and adequate information in line with
thirty days prior to the end of the second calendar year the attendance of course under Clause 7 (1) is due; (4) pay the application fees as determined by the Notification of the Office of the Securities
scale” credit rating “investment grade” credit rating “IOSCO” International Organization of Securities Commissions “IPO” (Initial Public Offering) “issue rating” “issuer rating” “market price” “MF
needs a replacement to reduce the breakdown issue. KYE hires MKY to design and install the new air conditioner(MITSUBISHI ELECTRIC) which using the technology that enhances the efficiency in the test room