case of a retail client, the securities company shall have sufficient information or documentary evidence to ascertain the client investment objectives, knowledge, understanding and experience regarding

, knowledge, understanding and experience regarding securities investment, financial status and ability to pay debt of such client in order to use such information to assist in reviewing of the account opening

Qualifying CIS as prescribed in Appendix C : Standards of Qualifying CIS of the Memorandum of Understanding on Streamlined Authorisation Framework for Cross-border Public Offers of ASEAN Collective Investment

World Federation of Exchanges – WFE และ หนวยงานกํากบัดูแลตลาดทนุของ home exchange (home regulator) ตองเปนภาคีใน IOSCO Multilateral Memorandum of Understanding Concerning Consultation and Co-operation

Securities Commissions (“IOSCO”) โดยหน่วยงานดังกล่าว ต้องเป็นพหุภาคีประเภท Signatory A ใน Multilateral Memorandum of Understanding Concerning Consultation and Cooperation and the Exchange of Information (MMOU

บริษัทฯ รวมกับมหาวิทยาลัยธรรมศาสตร บริษัท นวนคร จํากัด (มหาชน) และ บริษัท เอแอลที เทเลคอม จํากัด (มหาชน) ไดรวมกันลงนามบันทึกขอตกลงความรวมมือ (Memorandum of Understanding: “MOU”) “โครงการ District 9

note that the contents added in brackets [….] have only been provided in the English version for clearer understanding

opening the account. In case of a retail client, the securities company shall have sufficient information or documentary evidence to ascertain the client investment objectives, knowledge, understanding and

method shall be in accordance with the rules of the Association of Investment Management Companies. To enable investors to have a better understanding of the foregoing statistical data, the management

relating to Approval, Valuation, and Operational Matters และ Part II : The Product Restrictions of Qualifying CIS ซึ่งอยู่ใน Appendix C : Standards of Qualifying CIS ของ Memorandum of Understanding on