Bualuang Securities Public Company Limited Between 1 September 2022 and 15 September 2024, Bualuang Securities Public Company Limited (“Bualuang Securities”) maintained an internal investment

PowerPoint Presentation SEC Classification : ใชภ้ายใน (Internal) 20 กนัยายน 2565 การเตรยีมการของผูม้อี านาจผกูพนัของกจิการ SEC Classification : ใชภ้ายใน (Internal) 2©Copyright การเตรยีมการของผูม้อี า

Bangkok, November 9, 2011 ? The SEC ordered Tongkah Harbour Plc. (THL) to arrange a special audit with regard to the company?s internal control, appropriateness of connected transactions and asset

Assets and Connected Transaction for the Entire Business Transfer and Allocation of Securities to the Specific Investor (Private Placement) To The President The Stock Exchange of Thailand Attachment 1

Control | - |- Compliance / Internal control | - |- Information Technology |- Internal operation of Securities Companies | - |- Outsourcing Services | - |- Appoint service provider OR marketing

business was Bt804mn, decreasing 5.3%YoY  Number of “Boonterm kiosk” was 129,011, decreasing 0.7%YoY  Total usage amount was Bt10,430mn, decreasing 1.7%YoY  Total average number of money transfer

internal short

custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of its client’s assets; (b

to operate as a custodian: (a) System for separating the private fund assets from the custodian’s assets, system for safe keeping of such assets, and internal control system to prevent the misuse of

depository or the Bank of Thailand to make securities deposit, withdrawal or book-entry transfer for the purpose of making or taking delivery in the traded securities, as the case may be; “Office” means the