Section 96 Securities and Exchange Act B.E. 2535 Section 96. The SEC may or may not require a securities company to have a paid-up registered capital in an amount specified for operation of any
Bangkok, May 29, 2014 ? The SEC is seeking public comment on 2 draft notifications to facilitate offering of mutual funds set up by Thai investment management companies under the ASEAN Collective
. Currently, the Company has a paid-up capital of Baht 1,865,376,587 at a par value of Baht 1.00 per share, excluding shares allocated for the exercise of warrants to purchase the Company's ordinary shares No
respondents agreed with the principles and the proposed amendments to such regulations. The SEC has therefore issued the amendments* with the key points as follows: (1) DA operators are required to keep
Kasikorn Securities Plc., the SEC probed into the case and found that {A} failed to keep several records of investment advice and client's trade order instructions. Besides, communication records between him
orders from another client's child, not being the account owner's appointee; as well as failed to keep complete records of her clients' orders. She admitted that she had always taken orders from such
, comparing at the same period in 2017 representing 27.08% increase. This is mainly due to : 1. Income from medical treatments in the consolidated financial went up 18.10% due to income from Chiang Mai Ram
PUBLIC COMPANY LIMITED Disclosure Business News ( 1 record(s) found) Date Time Heading Link 22/11/2021 17:32 Notification of setting up JV company with Master Ad PCL. (Additional) Remark: Data will be