shall keep the records of such transaction by using tape recorder or electronic data recording device. Clause 14. A securities https://publish.sec.or.th/nrs/65se.pdf ประกาศคณะกรรมการกำกับหลักทรัพย์และ
-01-06_0589333489.pdf records. The order was issued after KC announced via the SET Electronic Information System on 29 December 2016 that the company’s Board of Directors had found that the liabilities
criminal complaint against seven KC executives and associates for dishonest acts, misappropriation of B/E sale money and consent to false accounting records Bangkok, 5 January 2018 ? The SEC has filed a
acts that benefit or impede the SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business. Investors are strongly
imprisonment for a term of five to ten years and a fine of THB 500,000 to THB 1 million. The SEC is also investigating other issues in connection with the fair value of assets and records of accounts, and if
, rectifications or other acts that benefit or impede the SEC’s proceedings, and records or any other past demeanors which indicate inappropriateness to be personnel in the capital market business.In this
KTB. 2) Jointly permitting MGR to produce incorrect accounting records by willfully omitting the record of obligation on loan guarantee agreement in (1), the transaction of which caused irregular change
on that person, the impacts in terms of damages or benefits arising, any rectifications or other actions that are beneficial or obstructive to the SEC’s proceedings, and any records or past demeanors
แฟ้มข้อความ AMC03.TXT ผ่านระบบ Provident Fund and Private Fund Reporting System (PARS) 3. ข้อมูลในแฟ้มข้อความ (text file) แต่ละ field กำหนดให้ใช้ “|”(delimiter)เป็นตัวแบ่ง และใน field ใดที่ ไม่มีข้อมูล
กัทรัพย์ ผ่านระบบคราวด์ฟันดิง ตาม “แบบ CFD-portal” โดยจัดส่งในรูปของ MS Word file หรือ PDF file หรือ Excel file และส่งมาท่ี e-mail fintech@sec.or.th ภายใน 15 วันของเดือนถัดไปนับแต่วันส้ินไตรมาส 4. ขั้นตอนการ